Financial advisor
Pat Gilbert
Now at LPL Financial · Preferred Financial Group · Battle Creek, MI · Kalamazoo, MI
Registered as PATRICK NEIL GILBERT
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Preferred Financial Group | Harbour Investments | LPL Financial | Lateral | August 25, 2026 | $230M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| LPL FINANCIAL LLC | Investment adviser | July 28, 2026 | Current |
| LPL FINANCIAL LLC | Broker-dealer | July 28, 2026 | Current |
| HARBOUR INVESTMENTS, INC. | Investment adviser | January 19, 2016 | August 4, 2026 |
| HARBOUR INVESTMENTS, INC. | Broker-dealer | November 9, 2012 | August 4, 2026 |
| INVEST FINANCIAL CORPORATION | Broker-dealer | September 9, 2005 | November 9, 2012 |
| HARBOUR INVESTMENTS, INC. | Broker-dealer | April 15, 2005 | September 16, 2005 |
| PRESTWICK SECURITIES, INC. | Broker-dealer | June 25, 2003 | April 20, 2005 |
| INTERSECURITIES, INC. | Broker-dealer | January 11, 2000 | June 20, 2003 |
| NEW ENGLAND SECURITIES | Broker-dealer | July 27, 1995 | January 13, 2000 |
| PRUCO SECURITIES CORPORATION | Broker-dealer | July 17, 1987 | July 19, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.