Financial advisor
Stuart Gollomp
Now at Osaic · Westport Private Wealth · Westport, CT
Registered as STUART MAX GOLLOMP
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Westport Private Wealth | Ameriprise Independent Advisors | Osaic | Lateral | February 18, 2026 | $252M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| OSAIC WEALTH, INC. | Investment adviser | February 6, 2026 | Current |
| OSAIC WEALTH, INC. | Broker-dealer | February 6, 2026 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | May 30, 2014 | February 18, 2026 |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | May 30, 2014 | February 18, 2026 |
| OPPENHEIMER & CO. INC. | Investment adviser | October 8, 2007 | June 18, 2014 |
| OPPENHEIMER & CO. INC. | Broker-dealer | October 24, 2006 | June 18, 2014 |
| WACHOVIA SECURITIES, LLC | Broker-dealer | July 1, 2003 | October 20, 2006 |
| PRUDENTIAL SECURITIES INCORPORATED | Broker-dealer | October 4, 2002 | July 1, 2003 |
| DEUTSCHE BANK SECURITIES INC. | Broker-dealer | January 23, 2001 | October 14, 2002 |
| CHASE SECURITIES INC. | Broker-dealer | February 1, 2000 | January 31, 2001 |
| HAMBRECHT & QUIST LLC | Broker-dealer | August 30, 1996 | February 1, 2000 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | April 14, 1994 | September 10, 1996 |
| LEHMAN BROTHERS INC. | Broker-dealer | May 20, 1986 | April 19, 1994 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.