Financial advisor
Douglas Morey
Now at Cetera · MTI Financial Advisors · Edina, MN
Registered as DOUGLAS SCOTT MOREY
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| MTI Financial Advisors | Osaic | Cetera | Lateral | June 17, 2026 | $350M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | April 27, 2026 | Current |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | April 27, 2026 | Current |
| OSAIC WEALTH, INC. | Investment adviser | June 14, 2024 | April 29, 2026 |
| OSAIC WEALTH, INC. | Broker-dealer | June 14, 2024 | April 29, 2026 |
| SECURITIES AMERICA ADVISORS, INC. | Investment adviser | July 17, 2020 | June 14, 2024 |
| SECURITIES AMERICA, INC. | Broker-dealer | July 17, 2020 | June 14, 2024 |
| INVESTACORP ADVISORY SERVICES INC | Investment adviser | March 2, 2006 | July 17, 2020 |
| INVESTACORP, INC. | Broker-dealer | June 2, 1989 | July 17, 2020 |
| FSC SECURITIES CORPORATION | Broker-dealer | April 11, 1988 | June 12, 1989 |
| IDS FINANCIAL SERVICES INC. | Broker-dealer | September 24, 1984 | December 24, 1986 |
| AMERICAN EXPRESS FINANCIAL ADVISORS INC. | Broker-dealer | September 24, 1984 | April 19, 1988 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.