Financial advisor
Richard Lyons
Now at Wells Fargo Advisors · The Market Square Group · Portsmouth, NH
Registered as RICHARD WARREN LYONS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| The Market Square Group | Morgan Stanley | Wells Fargo Advisors | Lateral | March 2, 2026 | $270M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WELLS FARGO ADVISORS | Investment adviser | February 26, 2026 | Current |
| WELLS FARGO CLEARING SERVICES, LLC | Broker-dealer | February 26, 2026 | Current |
| MORGAN STANLEY | Investment adviser | June 1, 2009 | March 5, 2026 |
| MORGAN STANLEY | Broker-dealer | June 1, 2009 | March 5, 2026 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | November 7, 2003 | June 1, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | November 7, 2003 | June 1, 2009 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | January 28, 2000 | November 26, 2003 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | January 28, 1995 | November 26, 2003 |
| KIDDER, PEABODY & CO. INCORPORATED | Broker-dealer | August 8, 1990 | January 28, 1995 |
| A. G. EDWARDS & SONS, INC. | Broker-dealer | December 17, 1986 | August 7, 1990 |
| ADVEST, INC. | Broker-dealer | September 30, 1985 | January 2, 1987 |
| BURGESS & LEITH INCORPORATED | Broker-dealer | March 19, 1984 | September 30, 1985 |
| FIRST INVESTORS CORPORATION | Broker-dealer | August 8, 1983 | February 25, 1985 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.