Financial advisor
Scott William Phillips
At MAI Capital Management · Dallas, TX
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Service Academy Capital Management | Service Academy Capital | MAI Capital Management | Acquisition | June 1, 2026 | $734M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| EVOKE ADVISORS | Investment adviser | June 15, 2026 | September 4, 2026 |
| MAI CAPITAL MANAGEMENT, LLC | Investment adviser | June 15, 2026 | Current |
| SERVICE ACADEMY CAPITAL MANAGEMENT LLC | Investment adviser | November 29, 2018 | June 9, 2026 |
| FIRST DALLAS SECURITIES, INC. | Investment adviser | April 11, 2006 | January 3, 2007 |
| HODGES CAPITAL MANAGEMENT INC | Investment adviser | January 13, 2006 | January 3, 2007 |
| FIRST DALLAS SECURITIES INCORPORATED | Broker-dealer | November 15, 2005 | January 3, 2007 |
| ASSOCIATED BOND BROKERS, INC. | Broker-dealer | May 12, 1993 | October 21, 2005 |
| ACS MUNICIPAL BROKERS, INC. | Broker-dealer | July 19, 1990 | May 25, 1993 |
| R.W. SMITH & ASSOCIATES, INC. | Broker-dealer | January 13, 1987 | June 5, 1990 |
| G.I.M.B. | Broker-dealer | March 23, 1985 | January 1, 1987 |
| RAUSCHER PIERCE REFSNES, INC. | Broker-dealer | September 21, 1983 | March 5, 1985 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.