Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

RIA · Independent channel

MAI Capital Management

Includes the history of Waypoint Wealth Counsel (acquired August 2026) · OG Private Wealth (acquired August 2026) · Saybrook (acquired June 2026) · Service Academy Capital (acquired June 2026) · LOC Investment Advisers (acquired February 2026) · Evoke Advisors (acquired October 2025)

Registered investment advisory firm offering wealth management, family office services and advisor-practice transition and acquisition opportunities.

Website: mai.capital
Regulator record: MAI CAPITAL MANAGEMENT, LLC (SEC)

Recorded arrivals

5

Teams and practices joining in 2026

Recorded departures

0

Teams and practices leaving in 2026

Arrival assets

$2.8B

Reported practice assets · 5 of 5 disclosed

Departure assets

—

Reported practice assets · 0 of 0 disclosed

Arrivals and departures are counted separately, not netted.

Monthly arrivals by origin category

Where arriving teams came from, by month

Wirehouses, Banks & BDsRIAIndependent Broker-Dealer

0 Jan

1 Feb

0 Mar

0 Apr

0 May

2 Jun

0 Jul

2 Aug

0 Sep

0 Oct

Arrivals came from

Origin firms, by number of teams

01

LOC Investment Advisers

1

02

OG Private Wealth

1

03

Saybrook

1

04

Service Academy Capital

1

05

Waypoint Wealth Counsel

1

Arrivals 5

Teams joining MAI Capital Management in 2026. Open a team for its source record.

Date	Pattern	Team / advisor(s)	From	Reported assets	Source
Aug 18	Acquisition	OG Private WealthChico, CA Hermosa Beach, CA	OG Private WealthRIAacquired by MAI Capital Management, Aug 2026	$551M	Press Release
Aug 17	Acquisition	Waypoint Wealth CounselAtlanta, GA	Waypoint Wealth CounselRIAacquired by MAI Capital Management, Aug 2026	$490M	Press Release
Jun 9	Acquisition	Saybrook Wealth GroupOld Saybrook, CT	SaybrookRIAacquired by MAI Capital Management, Jun 2026	$273M	InvestmentNews
Jun 1	Acquisition	Service Academy Capital ManagementDallas, TX	Service Academy CapitalRIAacquired by MAI Capital Management, Jun 2026	$734MPer Form ADV	InvestmentNews
Feb 17	Acquisition	LOC Investment AdvisorsHurricane, WV Jupiter, FL	LOC Investment AdvisersRIAacquired by MAI Capital Management, Feb 2026	$759M	Family Wealth Report

Departures 0

Teams leaving MAI Capital Management in 2026.

No recorded departures in 2026.

Data through October 31, 2026. See the methodology for how transactions, assets and sources are defined.