Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Latest transactions

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

10/30 Christopher Manimbo Edward Jones → Janney Montgomery Scott $250M 10/30 Jose Ascencio Raymond James Financial Services → TSG Wealth Management 10/30 Riseling Wealth Management Edward Jones → &Partners $357M 10/30 Sullivan Private Wealth Edward Jones → Shore to Summit Wealth Management 10/29 Anchor Financial Partners Northwestern Mutual → LPL Financial $525M 10/29 Koetter Financial Services LPL Financial → Cetera 10/29 Longwater Haffey Group Truist Wealth → Raymond James & Associates $700M 10/29 Pacific Sage Partners Pacific Sage Partners → CAPTRUST $1.1B 10/28 Eastover Capital Management Eastover Capital → South Atlantic Bank $430M 10/28 Kilner Capital Advisors Kilner Capital Advisors → Apella Wealth $332M

Financial advisor

Mitchell E. Kauffman

Now at Raymond James Financial Services · KWM Wealth Advisory · Pasadena, CA

Registered as Mitchell Elliott Kauffman

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction	From	To	Pattern	Announced	Reported Assets
KWM Wealth Advisory	Stifel Independent Advisors	Raymond James Financial Services	Lateral	July 23, 2026	$1.0B

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm	Channel	From	To
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Investment adviser	May 11, 2026	Current
RAYMOND JAMES FINANCIAL SERVICES, INC.	Broker-dealer	May 11, 2026	Current
STIFEL INDEPENDENT ADVISORS, LLC	Investment adviser	April 19, 2022	May 20, 2026
STIFEL INDEPENDENT ADVISORS, LLC	Broker-dealer	April 19, 2022	May 20, 2026
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	Investment adviser	January 15, 2016	April 20, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	Broker-dealer	January 15, 2016	April 20, 2022
KAUFFMAN WEALTH MANAGEMENT	Investment adviser	January 15, 2014	September 15, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Investment adviser	January 2, 2009	January 20, 2016
KAUFFMAN WEALTH SERVICES, INC.	Investment adviser	June 23, 2008	December 31, 2013
RAYMOND JAMES FINANCIAL SERVICES	Investment adviser	May 19, 2005	January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES	Investment adviser	July 8, 1997	December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.	Broker-dealer	December 5, 1988	January 20, 2016
AMERICAN PACIFIC SECURITIES CORPORATION	Broker-dealer	February 5, 1985	December 21, 1988
EQUITEC SECURITIES COMPANY	Broker-dealer	September 2, 1982	February 3, 1986

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.