Financial advisor
Steve Sherman
Now at Cetera · Garden City, NY
Registered as STEVEN ARTHUR SHERMAN · Steven Arthur Sherman
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Bob Bolebruch, Steve Sherman | Osaic | Cetera | Lateral | April 21, 2026 | $380M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | January 28, 2026 | Current |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | January 27, 2026 | Current |
| OSAIC WEALTH, INC. | Investment adviser | October 11, 2024 | January 29, 2026 |
| OSAIC WEALTH, INC. | Broker-dealer | October 11, 2024 | January 29, 2026 |
| AMERICAN PORTFOLIOS ADVISORS, INC | Investment adviser | November 17, 2009 | October 11, 2024 |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | Broker-dealer | April 25, 2006 | October 11, 2024 |
| SANDGRAIN SECURITIES, INC. | Broker-dealer | February 19, 1998 | April 26, 2006 |
| GRUNTAL & CO. INCORPORATED | Broker-dealer | July 11, 1988 | January 22, 1990 |
| PENN MUTUAL EQUITY SERVICES, INC. | Broker-dealer | January 7, 1984 | July 15, 1988 |
| D. H. BLAIR & CO., INC. | Broker-dealer | April 21, 1982 | March 4, 1998 |
| D. H. BLAIR INVESTORS CORP. | Broker-dealer | August 19, 1981 | April 26, 1982 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.