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Latest transactions

Financial advisor

Ethan Bowling

Now at Mariner · Alinity Wealth Management · Baton Rouge, LA

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
MARINER INDEPENDENT Investment adviser January 14, 2026 Current
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC Investment adviser October 14, 2024 January 13, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC Broker-dealer October 31, 2016 January 13, 2026

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.