Financial advisor
Philip Mark Nybroten
At NorthRock Partners · Elm Grove, WI · Cincinnati, OH · Huron, SD · Watertown, SD · Columbus, OH · Youngstown, OH
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Vantage Financial Partners | Vantage Financial Partners | NorthRock Partners | Acquisition | April 1, 2026 | $950M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Investment adviser | April 1, 2026 | Current |
| VANTAGE FINANCIAL PARTNERS, LLC | Investment adviser | July 3, 2024 | April 29, 2026 |
| THE LEADERS GROUP, INC. | Broker-dealer | August 9, 2021 | July 6, 2022 |
| TRANSCEND ADVISOR GROUP, LLC | Investment adviser | July 16, 2021 | July 1, 2024 |
| PRINCIPAL SECURITIES, INC. | Investment adviser | March 15, 2016 | August 10, 2021 |
| PRINCIPAL SECURITIES, INC. | Broker-dealer | March 15, 2016 | August 10, 2021 |
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | April 30, 2012 | March 10, 2016 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | April 30, 2012 | March 10, 2016 |
| IPI WEALTH MANAGEMENT, INC. | Investment adviser | November 28, 2011 | May 2, 2012 |
| INVESTMENT PLANNERS, INC. | Broker-dealer | October 5, 2011 | May 2, 2012 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.