Financial advisor
Jesse M. Flatt
Now at UBS · Tampa, FL
Registered as Jesse Mafra Flatt
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Jesse M. Flatt | Bank of America Private Bank | UBS | Lateral | July 27, 2026 | $1.3B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Investment adviser | September 28, 2026 | Current |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | September 22, 2026 | Current |
| CITY NATIONAL ROCHDALE | Investment adviser | March 30, 2020 | November 12, 2024 |
| CNR SECURITIES, LLC | Broker-dealer | March 30, 2020 | November 12, 2024 |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer | August 28, 2019 | October 16, 2019 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | January 25, 2011 | March 3, 2014 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | January 24, 2011 | March 3, 2014 |
| MORGAN STANLEY SMITH BARNEY | Broker-dealer | June 7, 2010 | January 27, 2011 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment adviser | May 3, 2010 | January 27, 2011 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.