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Latest transactions

Financial advisor

Robert Hartinger

Now at CAPTRUST · Raleigh, NC

Registered as ROBERT S HARTINGER · Robert S Hartinger

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
CAPTRUST Investment adviser October 21, 2026 Current
CAPFINANCIAL SECURITIES, LLC. Broker-dealer October 21, 2026 Current
SANCTUARY ADVISORS, LLC Investment adviser March 26, 2021 October 20, 2026
SANCTUARY SECURITIES, INC. Broker-dealer March 26, 2021 October 20, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Investment adviser January 27, 2012 March 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker-dealer January 27, 2012 March 31, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Broker-dealer July 25, 2011 October 11, 2011

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.