Financial advisor
Sarah Caruso
Now at Ameriprise Independent Advisors · Loveday Caruso Wealth Management Group · Littleton, CO
Registered as SARAH RENEE CARUSO
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Loveday Caruso Wealth Management Group | LPL Financial | Ameriprise Independent Advisors | Lateral | January 12, 2026 | $120M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | October 24, 2025 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | October 24, 2025 | Current |
| LPL ENTERPRISE, LLC | Investment adviser | November 14, 2024 | November 3, 2025 |
| LPL ENTERPRISE, LLC | Broker-dealer | November 14, 2024 | November 3, 2025 |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Investment adviser | January 22, 2018 | November 14, 2024 |
| PRUCO SECURITIES, LLC. | Broker-dealer | January 17, 2018 | November 14, 2024 |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Investment adviser | December 10, 2015 | November 3, 2017 |
| INVEST FINANCIAL CORPORATION | Broker-dealer | December 10, 2015 | November 3, 2017 |
| INVESTMENT CENTERS OF AMERICA, INC. | Broker-dealer | December 10, 2015 | November 3, 2017 |
| NATIONAL PLANNING CORPORATION | Broker-dealer | December 10, 2015 | November 3, 2017 |
| SII INVESTMENTS, INC. | Broker-dealer | December 10, 2015 | November 3, 2017 |
| CURIAN CAPITAL, LLC | Investment adviser | March 25, 2013 | November 30, 2015 |
| JACKSON NATIONAL LIFE DISTRIBUTORS LLC | Broker-dealer | June 7, 2010 | November 30, 2015 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.