Financial advisor
Neal Thompson
At EP Wealth Advisors · Phoenix, AZ
Registered as NEAL ALEXANDER THOMPSON
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Thompson Wealth Management | Thompson Wealth Management | EP Wealth Advisors | Acquisition | February 27, 2026 | $300M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| EP WEALTH ADVISORS | Investment adviser | March 11, 2026 | Current |
| HARBOUR INVESTMENTS, INC. | Investment adviser | January 12, 2018 | April 1, 2026 |
| HARBOUR INVESTMENTS, INC. | Broker-dealer | January 10, 2018 | April 1, 2026 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Investment adviser | August 18, 2010 | January 30, 2018 |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | Broker-dealer | August 6, 2010 | January 30, 2018 |
| ING FINANCIAL PARTNERS, INC | Investment adviser | February 26, 2008 | August 5, 2010 |
| ING FINANCIAL PARTNERS, INC. | Broker-dealer | February 26, 2007 | August 5, 2010 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.