Financial advisor
Brandon Rogers
At Prime Capital Financial · Salisbury, NC
Registered as BRANDON MICHAEL ROGERS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Bradshaw Rogers | Bradshaw Rogers | Prime Capital Financial | Acquisition | January 20, 2026 | $600M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Investment adviser | January 12, 2026 | Current |
| PRIVATE CLIENT SERVICES, LLC | Broker-dealer | January 12, 2026 | Current |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Investment adviser | January 5, 2026 | January 28, 2026 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Broker-dealer | January 5, 2026 | January 28, 2026 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Investment adviser | November 6, 2019 | December 31, 2025 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Broker-dealer | November 1, 2019 | December 31, 2025 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Investment adviser | March 15, 2017 | November 6, 2019 |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | Broker-dealer | March 15, 2017 | November 6, 2019 |
| LPL FINANCIAL LLC | Investment adviser | May 1, 2013 | March 30, 2017 |
| LPL FINANCIAL LLC | Broker-dealer | May 1, 2013 | March 30, 2017 |
| FSC SECURITIES CORPORATION | Investment adviser | June 29, 2012 | May 2, 2013 |
| FSC SECURITIES CORPORATION | Broker-dealer | July 31, 2009 | May 2, 2013 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Investment adviser | November 15, 2007 | July 16, 2009 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Broker-dealer | November 15, 2007 | July 16, 2009 |
| THRIVENT INVESTMENT MANAGEMENT INC. | Investment adviser | November 3, 2006 | September 10, 2007 |
| THRIVENT INVESTMENT MANAGEMENT INC. | Broker-dealer | October 4, 2006 | September 10, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.