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Latest transactions

Financial advisor

Eric James Gardner

At Sequoia Financial Group · Minneapolis, MN

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
SEQUOIA FINANCIAL GROUP, L.L.C. Investment adviser May 20, 2026 Current
ALL STAR FINANCIAL Investment adviser November 7, 2022 Current
ALL STAR FINANCIAL INC Investment adviser August 1, 2022 November 10, 2022
RIVERSOURCE DISTRIBUTORS, INC. Broker-dealer December 20, 2017 April 1, 2019
AMERIPRISE FINANCIAL SERVICES, INC. Investment adviser July 31, 2008 November 27, 2017
AMERIPRISE FINANCIAL SERVICES, INC. Broker-dealer February 21, 2007 November 27, 2017

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.