Financial advisor
LILIAN LO
At Corient · Chicago, IL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Vivaldi Capital Management | Vivaldi | Corient | Acquisition | April 9, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CORIENT | Investment adviser | June 23, 2026 | Current |
| VIVALDI CAPITAL MANAGEMENT LP | Investment adviser | November 6, 2017 | June 17, 2026 |
| STRATEGIC WEALTH ADVISORS GROUP | Investment adviser | July 7, 2016 | October 12, 2017 |
| STRATEGIC WEALTH ADVISORS GROUP | Investment adviser | April 22, 2016 | July 7, 2016 |
| LPL FINANCIAL LLC | Investment adviser | April 1, 2015 | September 8, 2016 |
| LPL FINANCIAL LLC | Broker-dealer | March 30, 2015 | July 6, 2017 |
| STRATEGIC ADVISERS, INC. | Investment adviser | April 20, 2007 | April 2, 2015 |
| FIDELITY BROKERAGE SERVICES, LLC | Investment adviser | January 24, 2006 | February 17, 2006 |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer | January 24, 2006 | April 1, 2015 |
| CCM PARTNERS | Investment adviser | August 5, 2005 | February 3, 2006 |
| RFS PARTNERS | Broker-dealer | August 3, 2005 | December 12, 2005 |
| A. G. EDWARDS & SONS, INC. | Investment adviser | June 21, 2005 | July 14, 2005 |
| A. G. EDWARDS & SONS, INC. | Broker-dealer | April 7, 2005 | July 14, 2005 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.