Financial advisor
Chad Faulkenberry
At Hightower · Summit, NJ
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Journey Strategic Wealth | Journey Strategic Wealth | Hightower | Acquisition | March 4, 2026 | $5.0B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| HIGHTOWER SECURITIES, LLC | Broker-dealer | April 20, 2026 | Current |
| HIGHTOWER ADVISORS, LLC | Investment adviser | April 9, 2026 | Current |
| JOURNEY STRATEGIC WEALTH LLC | Investment adviser | January 14, 2025 | April 8, 2026 |
| SCHWAB WEALTH ADVISORY, INC. | Investment adviser | July 23, 2014 | June 13, 2024 |
| CHARLES SCHWAB & CO., INC. | Broker-dealer | July 14, 2014 | June 13, 2024 |
| RAYMOND JAMES & ASSOCIATES, INC. | Investment adviser | March 18, 2008 | June 26, 2014 |
| RAYMOND JAMES & ASSOCIATES, INC. | Broker-dealer | March 14, 2008 | June 26, 2014 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Investment adviser | June 28, 2005 | March 17, 2008 |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | Broker-dealer | October 6, 2004 | March 17, 2008 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.