Financial advisor
Sean Loveday
Now at Ameriprise Independent Advisors · Loveday Caruso Wealth Management Group · Littleton, CO
Registered as SEAN PATRICK LOVEDAY
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Loveday Caruso Wealth Management Group | LPL Financial | Ameriprise Independent Advisors | Lateral | January 12, 2026 | $120M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | October 24, 2025 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | October 24, 2025 | Current |
| LPL ENTERPRISE, LLC | Investment adviser | November 14, 2024 | October 31, 2025 |
| LPL ENTERPRISE, LLC | Broker-dealer | November 14, 2024 | October 31, 2025 |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Investment adviser | March 24, 2010 | November 14, 2024 |
| PRUCO SECURITIES, LLC. | Broker-dealer | March 15, 2010 | November 14, 2024 |
| AXA ADVISORS, LLC | Investment adviser | May 28, 2009 | February 25, 2010 |
| AXA ADVISORS, LLC | Broker-dealer | May 8, 2009 | February 25, 2010 |
| METLIFE SECURITIES INC. | Investment adviser | June 1, 2007 | May 12, 2009 |
| METLIFE SECURITIES INC. | Broker-dealer | May 18, 2007 | May 12, 2009 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Investment adviser | September 29, 2004 | May 18, 2007 |
| IDS LIFE INSURANCE COMPANY | Broker-dealer | September 20, 2004 | July 3, 2006 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | September 20, 2004 | May 18, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.