Financial advisor
Rick Pucci
At Maridea Wealth Management · Chicago, IL
Registered as RICHARD PAUL PUCCI · Richard Paul Pucci
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Park Ridge Financial | Park Ridge Financial | Maridea Wealth Management | Acquisition | August 17, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| MARIDEA WEALTH MANAGEMENT | Investment adviser | July 17, 2026 | Current |
| LPL FINANCIAL LLC | Investment adviser | May 28, 2020 | July 30, 2026 |
| LPL FINANCIAL LLC | Broker-dealer | May 28, 2020 | July 30, 2026 |
| SECURITIES AMERICA ADVISORS, INC. | Investment adviser | January 31, 2012 | May 28, 2020 |
| SECURITIES AMERICA, INC. | Broker-dealer | January 31, 2012 | May 28, 2020 |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | Investment adviser | September 15, 2009 | January 31, 2012 |
| PACIFIC WEST SECURITIES, INC. | Broker-dealer | September 15, 2009 | January 31, 2012 |
| ASSOCIATED SECURITIES CORP. | Investment adviser | March 31, 2009 | September 16, 2009 |
| ASSOCIATED SECURITIES CORP. | Broker-dealer | March 31, 2009 | September 16, 2009 |
| FSC SECURITIES CORPORATION | Investment adviser | April 30, 2007 | April 2, 2009 |
| FSC SECURITIES CORPORATION | Broker-dealer | April 30, 2007 | April 2, 2009 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | March 7, 2005 | May 15, 2007 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | March 7, 2005 | May 15, 2007 |
| LINCOLN FINANCIAL ADVISORS CORPORATION | Investment adviser | July 21, 2003 | February 14, 2005 |
| LINCOLN FINANCIAL ADVISORS CORPORATION | Broker-dealer | July 3, 2003 | February 14, 2005 |
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | Broker-dealer | July 3, 2003 | February 14, 2005 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.