Financial advisor
Adam Broughton
At Mission Wealth · West Lake Hills, TX
Registered as ADAM COLBY BROUGHTON
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| PBL Wealth Management | PBL Wealth Management | Mission Wealth | Acquisition | January 27, 2026 | $94M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| MISSION WEALTH MANAGEMENT, LP | Investment adviser | January 27, 2026 | Current |
| FAYKUS BROUGHTON, LLC | Investment adviser | August 23, 2017 | February 15, 2019 |
| PBL WEALTH MANAGEMENT | Investment adviser | June 5, 2015 | February 5, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | Investment adviser | October 5, 2012 | June 9, 2015 |
| INDEPENDENT FINANCIAL GROUP, LLC | Broker-dealer | October 5, 2012 | June 9, 2015 |
| FINANCIAL NETWORK INVESTMENT CORPORATION | Broker-dealer | August 13, 2008 | November 1, 2011 |
| PENSION PLANNERS SECURITIES, INC. | Broker-dealer | January 23, 2008 | August 13, 2008 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Investment adviser | November 6, 2007 | November 19, 2007 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | October 1, 2007 | November 19, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.