Financial advisor
Hans Peter Ewert
At CAPTRUST · Costa Mesa, CA · Scottsdale, AZ
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Alpha Cubed Investments | Alpha Cubed | CAPTRUST | Acquisition | February 11, 2026 | $3.8B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CAPTRUST | Investment adviser | February 17, 2026 | Current |
| CAPFINANCIAL SECURITIES, LLC. | Broker-dealer | February 16, 2026 | Current |
| THE LEADERS GROUP, INC. | Broker-dealer | April 24, 2012 | February 25, 2026 |
| ALPHA CUBED INVESTMENTS, LLC | Investment adviser | December 8, 2011 | April 30, 2026 |
| MUTUAL SECURITIES, INC. | Broker-dealer | August 12, 2011 | April 3, 2012 |
| TRW INVESTMENTS | Investment adviser | August 3, 2011 | November 6, 2012 |
| LATITUDE ADVISORS, LLC | Investment adviser | March 16, 2010 | August 3, 2011 |
| GWN SECURITIES INC. | Broker-dealer | March 10, 2010 | August 3, 2011 |
| MEDALLION INVESTMENT SERVICES, INC. | Broker-dealer | November 18, 2009 | December 31, 2009 |
| MEDALLION ADVISORY SERVICES, LLC | Investment adviser | November 16, 2009 | December 31, 2009 |
| WELLS FARGO ADVISORS, LLC | Investment adviser | February 1, 2007 | September 16, 2009 |
| WELLS FARGO ADVISORS, LLC | Broker-dealer | February 1, 2007 | September 16, 2009 |
| ATLAS SECURITIES, LLC | Broker-dealer | September 26, 2006 | February 1, 2007 |
| WELLS FARGO INVESTMENTS, LLC | Investment adviser | May 29, 2002 | September 18, 2006 |
| WELLS FARGO INVESTMENTS, LLC | Broker-dealer | January 23, 2002 | September 18, 2006 |
| WELLS FARGO SECURITIES, LLC | Broker-dealer | June 18, 2001 | January 8, 2002 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.