Financial advisor
FRANK DOMENIC PELLICORI
At Corient · Chicago, IL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Vivaldi Capital Management | Vivaldi | Corient | Acquisition | April 9, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CORIENT | Investment adviser | June 18, 2026 | Current |
| VIVALDI CAPITAL MANAGEMENT LP | Investment adviser | April 7, 2021 | June 17, 2026 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | November 4, 2011 | April 6, 2021 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | November 4, 2011 | April 6, 2021 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment adviser | June 11, 2009 | November 9, 2011 |
| MORGAN STANLEY SMITH BARNEY | Broker-dealer | June 1, 2009 | November 9, 2011 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | May 20, 2009 | June 1, 2009 |
| MORGAN STANLEY & CO., INCORPORATED | Investment adviser | January 22, 2001 | May 23, 2006 |
| MORGAN STANLEY & CO., INCORPORATED | Broker-dealer | September 11, 2000 | May 23, 2006 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.