Financial advisor
Sean Walker
At Carson · Irvine, CA
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Applied Financial Planning | Applied Financial Planning | Carson | Acquisition | March 2, 2026 | $635M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment adviser | June 29, 2023 | November 8, 2024 |
| CETERA ADVISOR NETWORKS LLC | Investment adviser | October 20, 2020 | June 29, 2023 |
| CETERA WEALTH SERVICES, LLC | Broker-dealer | October 19, 2020 | August 5, 2026 |
| CWM, LLC | Investment adviser | October 19, 2020 | Current |
| APPLIED FINANCIAL PLANNING, INC. | Investment adviser | October 24, 2018 | November 3, 2020 |
| LPL FINANCIAL LLC | Investment adviser | May 19, 2014 | October 21, 2020 |
| LPL FINANCIAL LLC | Broker-dealer | November 19, 2013 | October 21, 2020 |
| SALEM PARTNERS LLC | Broker-dealer | April 21, 2009 | November 1, 2012 |
| MCGLADREY CAPITAL MARKETS, LLC | Broker-dealer | January 3, 2001 | April 20, 2009 |
| TRENWITH SECURITIES, INCORPORATED | Broker-dealer | May 15, 2000 | December 8, 2000 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.