Financial advisor
STEVEN PATRICK FORD
At CAPTRUST · Costa Mesa, CA · Scottsdale, AZ
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Alpha Cubed Investments | Alpha Cubed | CAPTRUST | Acquisition | February 11, 2026 | $3.8B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CAPTRUST | Investment adviser | February 18, 2026 | Current |
| ALPHA CUBED INVESTMENTS, LLC | Investment adviser | November 9, 2015 | April 30, 2026 |
| PROTECTED INVESTORS OF AMERICA | Investment adviser | August 21, 2015 | October 1, 2015 |
| PROTECTED INVESTORS OF AMERICA | Broker-dealer | August 21, 2015 | October 1, 2015 |
| AMERIVEST INVESTMENT MANAGEMENT, LLC | Investment adviser | September 17, 2010 | December 3, 2014 |
| TD AMERITRADE, INC. | Investment adviser | September 17, 2010 | December 3, 2014 |
| TD AMERITRADE, INC. | Broker-dealer | September 17, 2010 | December 3, 2014 |
| FINANCIAL ADVISERS OF AMERICA, LLC | Investment adviser | August 12, 2009 | December 31, 2009 |
| FINANCIAL ADVISERS OF AMERICA, LLC | Broker-dealer | August 11, 2009 | December 31, 2009 |
| ROYAL ALLIANCE ASSOCIATES, INC. | Investment adviser | June 30, 2009 | August 14, 2009 |
| ROYAL ALLIANCE ASSOCIATES, INC. | Broker-dealer | June 10, 2009 | August 14, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | January 8, 2004 | December 16, 2008 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | August 7, 2002 | December 16, 2008 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.