Financial advisor
Russell J Mandrino
At Allworth Financial · Rochester, NY
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| High Falls Advisors | High Falls Advisors | Allworth Financial | Acquisition | September 1, 2026 | $665M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Investment adviser | August 31, 2026 | Current |
| HIGH FALLS ADVISORS, INC. | Investment adviser | July 29, 2014 | September 30, 2026 |
| LEIGH BALDWIN & CO., LLC | Broker-dealer | June 28, 2013 | December 4, 2017 |
| WALL STREET FINANCIAL GROUP, INC | Investment adviser | July 29, 2011 | June 28, 2013 |
| WALL STREET FINANCIAL GROUP, INC. | Broker-dealer | July 29, 2011 | June 28, 2013 |
| ENSEMBLE FINANCIAL SERVICES, INC. | Investment adviser | October 1, 2007 | August 1, 2011 |
| ENSEMBLE FINANCIAL SERVICES, INC. | Broker-dealer | February 22, 2007 | August 1, 2011 |
| SAGE, RUTTY & CO., INC. | Broker-dealer | July 16, 2003 | February 16, 2007 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.