Financial advisor
CATHERINE BERNICE YOUNG
At Corient · Tulsa, OK
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Capital Advisors | Capital Advisors | Corient | Acquisition | May 13, 2026 | $7.8B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CORIENT | Investment adviser | July 9, 2026 | Current |
| QUASAR DISTRIBUTORS, LLC | Broker-dealer | January 2, 2018 | December 31, 2018 |
| MINSHALL & COMPANY INC. | Broker-dealer | October 22, 2014 | October 2, 2017 |
| CAPITAL ADVISORS, INC. | Investment adviser | October 21, 2014 | July 17, 2026 |
| CHARLES SCHWAB & CO., INC. | Broker-dealer | October 26, 2010 | August 18, 2014 |
| CHARLES SCHWAB & CO., INC. | Investment adviser | October 22, 2010 | August 18, 2014 |
| LPL FINANCIAL CORPORATION | Investment adviser | March 19, 2009 | November 17, 2009 |
| LPL FINANCIAL CORPORATION | Broker-dealer | March 19, 2009 | November 17, 2009 |
| MULTI-FINANCIAL SECURITIES CORPORATION | Investment adviser | November 30, 2005 | March 20, 2009 |
| MULTI-FINANCIAL SECURITIES CORPORATION | Broker-dealer | March 8, 2004 | March 20, 2009 |
| JEFFERSON PILOT SECURITIES CORPORATION | Broker-dealer | May 25, 1999 | March 19, 2004 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.