Financial advisor
Sam Mineo
Now at Elevation Point Wealth Partners · Truing Capital Advisors · Las Vegas, NV
Registered as SAM JAMES MINEO · Sam James Mineo
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Truing Capital Advisors | UBS | Elevation Point Wealth Partners | Breakaway | October 20, 2026 | $750M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| ELEVATION POINT WEALTH PARTNERS, LLC | Investment adviser | October 23, 2026 | Current |
| UBS FINANCIAL SERVICES INC. | Investment adviser | March 20, 2014 | October 27, 2026 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | March 17, 2014 | October 27, 2026 |
| CONTANGO CAPITAL ADVISORS, INC. | Investment adviser | May 24, 2007 | March 21, 2014 |
| ZIONS DIRECT, INC. | Broker-dealer | May 24, 2007 | March 21, 2014 |
| WHITEHEAD WEALTH MANAGEMENT, INC. | Investment adviser | September 9, 2005 | December 31, 2007 |
| WM FINANCIAL SERVICES, INC. | Broker-dealer | April 16, 2002 | June 7, 2005 |
| SALOMON SMITH BARNEY INC. | Broker-dealer | May 14, 2001 | January 4, 2002 |
| UBS PAINEWEBBER INC. | Broker-dealer | May 7, 1999 | May 24, 2001 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.