Financial advisor
David Lucas
Now at Steward Partners · Macon, GA
Registered as DAVID GRICE LUCAS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Kevin Watson, Chris Durham, David Lucas | Stifel | Steward Partners | Breakaway | February 5, 2026 | $624M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Investment adviser | February 4, 2026 | Current |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Broker-dealer | February 4, 2026 | Current |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | Investment adviser | July 7, 2015 | February 26, 2026 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | Broker-dealer | July 7, 2015 | February 26, 2026 |
| STERNE AGEE ASSET MANAGEMENT, INC. | Investment adviser | March 15, 2005 | July 7, 2015 |
| STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT | Investment adviser | September 16, 2003 | January 3, 2007 |
| STERNE, AGEE & LEACH, INC. | Broker-dealer | September 12, 2003 | July 7, 2015 |
| WACHOVIA SECURITIES, LLC | Investment adviser | June 15, 2002 | September 24, 2003 |
| WACHOVIA SECURITIES, LLC | Broker-dealer | June 15, 2002 | September 24, 2003 |
| WACHOVIA SECURITIES, INC. | Broker-dealer | July 21, 1997 | June 15, 2002 |
| WARD BRADFORD & CO., L.P. | Broker-dealer | May 26, 1993 | August 14, 1996 |
| J.C. BRADFORD & CO. | Broker-dealer | April 2, 1990 | August 1, 1997 |
| ESSEX FINANCIAL SERVICES, INC. | Broker-dealer | September 30, 1987 | September 5, 1990 |
| ESSEX COMPANY | Broker-dealer | May 2, 1978 | April 12, 1990 |
| THORNTON, FARISH & GAUNTT, INC. | Broker-dealer | April 2, 1970 | June 6, 1978 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.