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Latest transactions

Financial advisor

Vincent Lauer

Now at Ameriprise Independent Advisors · Pinnacle Wealth Management · Lafayette, LA

Registered as VINCENT FRANCIS LAUER

Transactions 1

Every recorded transaction this advisor took part in, newest first.

Transaction From To Pattern Announced Reported Assets

Registration history

Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.

Firm Channel From To
AMERIPRISE FINANCIAL SERVICES, LLC Investment adviser December 18, 2025 Current
AMERIPRISE FINANCIAL SERVICES, LLC Broker-dealer December 18, 2025 Current
LPL FINANCIAL LLC Investment adviser November 24, 2009 December 23, 2025
LPL FINANCIAL LLC Broker-dealer November 24, 2009 December 23, 2025
CHASE INVESTMENT SERVICES CORP. Investment adviser March 15, 2007 November 24, 2009
CHASE INVESTMENT SERVICES CORP. Broker-dealer July 6, 2005 November 24, 2009
BANC ONE SECURITIES CORPORATION Investment adviser November 19, 2003 November 20, 2003
BANC ONE SECURITIES CORPORATION Broker-dealer November 19, 2003 July 6, 2005
CAPITAL BROKERAGE CORPORATION Broker-dealer May 30, 2003 December 5, 2003
HIBERNIA INVESTMENTS, L.L.C. Broker-dealer July 9, 2001 May 1, 2003
MORGAN STANLEY DW INC. Broker-dealer November 30, 1999 June 7, 2001
J.C. BRADFORD & CO. Broker-dealer September 22, 1999 November 23, 1999

Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.