Financial advisor
Vincent Lauer
Now at Ameriprise Independent Advisors · Pinnacle Wealth Management · Lafayette, LA
Registered as VINCENT FRANCIS LAUER
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Pinnacle Wealth Management | LPL Financial | Ameriprise Independent Advisors | Lateral | April 13, 2026 | $110M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | Investment adviser | December 18, 2025 | Current |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer | December 18, 2025 | Current |
| LPL FINANCIAL LLC | Investment adviser | November 24, 2009 | December 23, 2025 |
| LPL FINANCIAL LLC | Broker-dealer | November 24, 2009 | December 23, 2025 |
| CHASE INVESTMENT SERVICES CORP. | Investment adviser | March 15, 2007 | November 24, 2009 |
| CHASE INVESTMENT SERVICES CORP. | Broker-dealer | July 6, 2005 | November 24, 2009 |
| BANC ONE SECURITIES CORPORATION | Investment adviser | November 19, 2003 | November 20, 2003 |
| BANC ONE SECURITIES CORPORATION | Broker-dealer | November 19, 2003 | July 6, 2005 |
| CAPITAL BROKERAGE CORPORATION | Broker-dealer | May 30, 2003 | December 5, 2003 |
| HIBERNIA INVESTMENTS, L.L.C. | Broker-dealer | July 9, 2001 | May 1, 2003 |
| MORGAN STANLEY DW INC. | Broker-dealer | November 30, 1999 | June 7, 2001 |
| J.C. BRADFORD & CO. | Broker-dealer | September 22, 1999 | November 23, 1999 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.