Financial advisor
Steven Soranno
At Corient · Tulsa, OK
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Capital Advisors | Capital Advisors | Corient | Acquisition | May 13, 2026 | $7.8B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CORIENT | Investment adviser | July 9, 2026 | Current |
| CAPITAL ADVISORS, INC. | Investment adviser | May 2, 2017 | July 17, 2026 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | February 14, 2017 | April 4, 2017 |
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | Broker-dealer | January 3, 2017 | April 4, 2017 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Investment adviser | October 20, 2014 | December 31, 2016 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | July 10, 2014 | January 18, 2017 |
| CALVERT INVESTMENT DISTRIBUTORS, INC. | Broker-dealer | October 6, 2011 | June 13, 2014 |
| WESTROCK ADVISORS, INC. | Broker-dealer | June 22, 2010 | October 6, 2010 |
| ADVANCED EQUITIES, INC. | Investment adviser | April 26, 2010 | May 26, 2010 |
| ADVANCED EQUITIES, INC. | Broker-dealer | April 6, 2010 | May 26, 2010 |
| SWISS AMERICAN SECURITIES INC. | Broker-dealer | June 11, 1998 | January 25, 2005 |
| CIBC OPPENHEIMER CORP. | Broker-dealer | May 2, 1996 | April 23, 1998 |
| LEHMAN BROTHERS INC. | Broker-dealer | August 14, 1995 | February 10, 1996 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.