Financial advisor
Scott Lord
At Wealth Enhancement · Cary, NC
Registered as SCOTT LORD
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| WealthShield Partners | WealthShield Partners | Wealth Enhancement | Acquisition | July 7, 2026 | $993M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Investment adviser | July 1, 2026 | Current |
| WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC | Broker-dealer | July 1, 2026 | Current |
| KINGSWOOD CAPITAL PARTNERS, LLC | Broker-dealer | June 15, 2018 | June 30, 2026 |
| NIAGARA INTERNATIONAL CAPITAL LIMITED | Broker-dealer | May 10, 2017 | June 15, 2018 |
| WEALTHSHIELD PARTNERS, LLC | Investment adviser | May 10, 2017 | July 1, 2026 |
| PRINCIPAL SECURITIES, INC. | Investment adviser | January 4, 2011 | May 10, 2017 |
| PRINCIPAL SECURITIES, INC. | Broker-dealer | December 21, 2010 | May 10, 2017 |
| NEW ENGLAND SECURITIES CORPORATION | Investment adviser | September 21, 2009 | December 22, 2010 |
| NEW ENGLAND SECURITIES | Broker-dealer | September 4, 2009 | December 22, 2010 |
| THE BENCHMARK COMPANY, LLC | Broker-dealer | July 28, 2008 | September 10, 2009 |
| OPPENHEIMER & CO. INC. | Broker-dealer | January 14, 2008 | June 6, 2008 |
| CIBC WORLD MARKETS CORP. | Broker-dealer | June 22, 1995 | January 14, 2008 |
| WEATHERLY SECURITIES CORPORATION | Broker-dealer | April 5, 1995 | April 21, 1995 |
| OPPENHEIMER & CO., INC. | Broker-dealer | October 7, 1994 | March 15, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.