Financial advisor
Frank Joseph Esposito
At Focus Partners Wealth · Carmel, IN
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| EverNest Financial Advisors | EverNest Financial Advisors | Focus Partners Wealth | Acquisition | May 29, 2026 | $960M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Investment adviser | July 2, 2026 | Current |
| EVERNEST FINANCIAL ADVISORS | Investment adviser | November 10, 2023 | August 19, 2026 |
| SANCTUARY ADVISORS, LLC | Investment adviser | February 15, 2022 | December 11, 2023 |
| WINDSOR WEALTH MANAGEMENT, INC. | Investment adviser | December 17, 2015 | March 15, 2022 |
| WASHINGTON & SCOVILLE, LLC | Investment adviser | August 17, 2015 | December 31, 2015 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | July 5, 2013 | August 25, 2015 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | July 5, 2013 | August 25, 2015 |
| J.P. MORGAN SECURITIES LLC | Investment adviser | September 11, 2009 | May 15, 2012 |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | September 11, 2009 | June 21, 2013 |
| NORTHERN TRUST SECURITIES, INC. | Broker-dealer | April 21, 2009 | September 4, 2009 |
| WATERMARK WEALTH MANAGEMENT, LLC | Investment adviser | February 4, 2009 | April 16, 2009 |
| WALLINGTON ASSET MANAGEMENT | Investment adviser | July 7, 2008 | November 12, 2008 |
| WELLS FARGO FUNDS DISTRIBUTOR, LLC | Broker-dealer | March 22, 2007 | May 28, 2008 |
| WELLS FARGO FUNDS MANAGEMENT, LLC | Investment adviser | December 12, 2006 | May 28, 2008 |
| WELLS CAPITAL MANAGEMENT INC | Investment adviser | September 8, 2005 | October 27, 2005 |
| STRONG CAPITAL MANAGEMENT INC | Investment adviser | May 14, 2002 | December 31, 2004 |
| STRONG INVESTMENTS, INC. | Broker-dealer | May 14, 2002 | December 31, 2004 |
| GOLDMAN, SACHS & CO. | Broker-dealer | January 1, 1998 | April 11, 2002 |
| ZURICH KEMPER DISTRIBUTORS, INC. | Broker-dealer | July 10, 1997 | November 19, 1997 |
| JOHN HANCOCK DISTRIBUTORS, INC. | Broker-dealer | March 8, 1994 | October 4, 1994 |
| JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY | Broker-dealer | March 8, 1994 | October 4, 1994 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.