Financial advisor
Larry John Rose
At Carson · Green Bay, WI
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Harbor Wealth Management | Harbor Wealth | Carson | Acquisition | April 28, 2026 | $396M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CWM, LLC | Investment adviser | April 27, 2026 | Current |
| HARBOR WEALTH MANAGEMENT, LLC | Investment adviser | January 3, 2017 | April 27, 2026 |
| COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. | Broker-dealer | August 19, 2010 | December 5, 2017 |
| HARBOR WEALTH MANAGEMENT, LLC | Investment adviser | August 16, 2010 | December 31, 2016 |
| AXA ADVISORS, LLC | Investment adviser | October 1, 2007 | August 24, 2010 |
| AXA ADVISORS, LLC | Broker-dealer | October 1, 2007 | August 24, 2010 |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Investment adviser | October 23, 2006 | October 8, 2007 |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | Broker-dealer | October 18, 2006 | October 8, 2007 |
| AXA ADVISORS, LLC | Investment adviser | July 2, 2002 | October 23, 2006 |
| AXA ADVISORS, LLC | Broker-dealer | January 26, 2001 | October 23, 2006 |
| FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. | Investment adviser | August 3, 1995 | November 18, 2004 |
| HARBOUR INVESTMENTS, INC. | Broker-dealer | February 8, 1994 | April 5, 1999 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.