Financial advisor
Carlos Sanchez
Now at TritonPoint Partners · Huntington Beach, CA · Indianapolis, IN
Registered as Carlos Alberto Sanchez
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Carlos Sanchez, Matthew Sanchez | Vivaldi | TritonPoint Partners | Lateral | June 8, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| TRITONPOINT PARTNERS, LLC | Investment adviser | May 18, 2026 | Current |
| VIVALDI CAPITAL MANAGEMENT LP | Investment adviser | November 26, 2024 | May 18, 2026 |
| BIECHELE ROYCE ADVISORS, INC. | Investment adviser | January 19, 2023 | December 16, 2024 |
| U.S. BANCORP INVESTMENTS, INC. | Investment adviser | February 2, 2017 | January 23, 2023 |
| U.S. BANCORP INVESTMENTS, INC. | Broker-dealer | February 2, 2017 | January 23, 2023 |
| J.P. MORGAN SECURITIES LLC | Investment adviser | October 1, 2012 | February 8, 2017 |
| J.P. MORGAN SECURITIES LLC | Broker-dealer | October 1, 2012 | February 8, 2017 |
| CHASE INVESTMENT SERVICES CORP. | Investment adviser | May 2, 2009 | October 1, 2012 |
| CHASE INVESTMENT SERVICES CORP. | Broker-dealer | May 2, 2009 | October 1, 2012 |
| WAMU INVESTMENTS, INC. | Investment adviser | February 28, 2006 | May 2, 2009 |
| GREAT WESTERN FINANCIAL SECURITIES CORPORATION | Broker-dealer | January 27, 1998 | May 1, 1998 |
| WAMU INVESTMENTS, INC. | Broker-dealer | July 14, 1997 | May 2, 2009 |
| ASB FINANCIAL SERVICES | Broker-dealer | January 4, 1995 | July 14, 1997 |
| PRINCOR FINANCIAL SERVICES CORPORATION | Broker-dealer | December 21, 1993 | January 9, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.