Financial advisor
Bob Phinney
Now at Steward Partners · Axiom Capital Wealth Management · Hingham, MA
Registered as Robert Warren Phinney
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Axiom Capital Wealth Management | Raymond James & Associates | Steward Partners | Breakaway | October 1, 2026 | $191M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Investment adviser | July 27, 2026 | Current |
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | Broker-dealer | July 14, 2026 | Current |
| RAYMOND JAMES & ASSOCIATES, INC. | Broker-dealer | February 12, 2016 | July 14, 2026 |
| MORGAN STANLEY | Investment adviser | June 1, 2009 | December 31, 2015 |
| MORGAN STANLEY | Broker-dealer | June 1, 2009 | June 3, 2016 |
| MORGAN STANLEY & CO. INCORPORATED | Investment adviser | March 24, 2006 | June 1, 2009 |
| MORGAN STANLEY & CO. INCORPORATED | Broker-dealer | March 16, 2006 | June 1, 2009 |
| MORGAN STANLEY DW INC. | Broker-dealer | March 4, 2003 | March 16, 2006 |
| DEUTSCHE BANK SECURITIES INC. | Broker-dealer | January 13, 2001 | March 11, 2003 |
| DB ALEX. BROWN LLC | Broker-dealer | September 15, 1998 | January 13, 2001 |
| PAINEWEBBER INCORPORATED | Broker-dealer | January 28, 1995 | September 23, 1998 |
| KIDDER, PEABODY & CO. INCORPORATED | Broker-dealer | March 18, 1993 | January 28, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.