Financial advisor
max scott Wasserman
At Wealth Enhancement · Northbrook, IL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Miramar Capital | Miramar Capital | Wealth Enhancement | Acquisition | August 4, 2026 | $592M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Investment adviser | August 3, 2026 | Current |
| MIRAMAR CAPITAL | Investment adviser | December 1, 2017 | August 27, 2026 |
| UBS FINANCIAL SERVICES INC. | Investment adviser | November 26, 2008 | December 11, 2017 |
| UBS FINANCIAL SERVICES INC. | Broker-dealer | November 26, 2008 | December 11, 2017 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Investment adviser | November 3, 2004 | December 1, 2008 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Broker-dealer | October 15, 2004 | December 1, 2008 |
| ABN AMRO FINANCIAL SERVICES, INC. | Broker-dealer | June 22, 2004 | October 25, 2004 |
| FELDMAN SECURITIES GROUP L.L.C. | Broker-dealer | September 24, 1996 | July 9, 1997 |
| CONCORD SECURITIES CORPORATION | Broker-dealer | November 22, 1993 | July 8, 1997 |
| DEAN WITTER REYNOLDS INC. | Broker-dealer | April 22, 1993 | October 15, 1993 |
| LEHMAN BROTHERS INC. | Broker-dealer | January 21, 1992 | April 19, 1993 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.