Financial advisor
David Adams
At Merit Financial Advisors · Fond du Lac, WI
Registered as DAVID GERALD ADAMS
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Financial Connections | Financial Connections | Merit Financial Advisors | Acquisition | September 18, 2026 | $57M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | Investment adviser | December 19, 2017 | September 16, 2026 |
| COMMONWEALTH FINANCIAL NETWORK | Broker-dealer | December 19, 2017 | September 16, 2026 |
| SII INVESTMENTS, INC. | Investment adviser | December 14, 2009 | December 19, 2017 |
| SII INVESTMENTS, INC. | Broker-dealer | December 14, 2009 | December 19, 2017 |
| NEXT FINANCIAL GROUP, INC. | Investment adviser | February 21, 2006 | December 15, 2009 |
| NEXT FINANCIAL GROUP, INC. | Investment adviser | June 21, 2005 | June 21, 2005 |
| NEXT FINANCIAL GROUP, INC. | Broker-dealer | June 21, 2005 | December 15, 2009 |
| SUNAMERICA SECURITIES, INC. | Broker-dealer | April 8, 1999 | June 23, 2005 |
| SII INVESTMENTS, INC. | Broker-dealer | June 6, 1995 | April 8, 1999 |
| AAL CAPITAL MANAGEMENT CORPORATION | Broker-dealer | October 21, 1991 | June 13, 1995 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.