Financial advisor
JUSTIN B WHELAN
At Corient · Chicago, IL
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Vivaldi Capital Management | Vivaldi | Corient | Acquisition | April 9, 2026 | Undisclosed |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CORIENT | Investment adviser | June 17, 2026 | Current |
| VIVALDI CAPITAL MANAGEMENT LP | Investment adviser | November 21, 2024 | June 17, 2026 |
| ALLIANCE AFFILIATED EQUITIES CORPORATION | Broker-dealer | May 10, 2001 | March 28, 2014 |
| BIECHELE ROYCE ADVISORS, INC. | Investment adviser | October 20, 1998 | February 21, 2025 |
| B&R INVESTMENT SERVICES, INC. | Broker-dealer | April 16, 1997 | July 28, 2000 |
| HASTEN FINANCIAL SERVICES, INC. | Broker-dealer | May 5, 1993 | April 18, 1995 |
| CAPITAL SELECT INVESTMENTS CORP. | Broker-dealer | November 17, 1992 | May 8, 1997 |
| HOME LIFE INSURANCE COMPANY | Broker-dealer | April 24, 1990 | October 19, 1992 |
| W. S. GRIFFITH & CO., INC. | Broker-dealer | April 24, 1990 | February 3, 1993 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.