Financial advisor
MICHAEL Len HELMS
At Wealth Enhancement · Cary, NC
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| WealthShield Partners | WealthShield Partners | Wealth Enhancement | Acquisition | July 7, 2026 | $993M |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Investment adviser | July 1, 2026 | Current |
| WEALTHSHIELD PARTNERS, LLC | Investment adviser | March 30, 2022 | July 1, 2026 |
| WEALTHSHIELD PARTNERS, LLC | Investment adviser | January 5, 2017 | December 31, 2020 |
| EVERGREEN FINANCIAL SERVICES, INC. | Investment adviser | January 9, 2014 | May 19, 2017 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Investment adviser | July 20, 2009 | January 2, 2014 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | Broker-dealer | July 20, 2009 | January 2, 2014 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment adviser | June 1, 2009 | August 14, 2009 |
| MORGAN STANLEY SMITH BARNEY | Broker-dealer | June 1, 2009 | August 14, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Investment adviser | January 28, 2002 | June 1, 2009 |
| CITIGROUP GLOBAL MARKETS INC. | Broker-dealer | December 7, 2001 | June 1, 2009 |
| RAYMOND JAMES & ASSOCIATES, INC. | Broker-dealer | January 13, 2000 | December 14, 2001 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.