Financial advisor
KENNETH PAUL DALY
At Cerity Partners · Austin, TX
Transactions 1
Every recorded transaction this advisor took part in, newest first.
| Transaction | From | To | Pattern | Announced | Reported Assets |
|---|---|---|---|---|---|
| Austin Private Wealth | Austin Private Wealth | Cerity Partners | Acquisition | January 6, 2026 | $1.4B |
Registration history
Firm registrations on FINRA BrokerCheck and SEC IAPD, newest first.
| Firm | Channel | From | To |
|---|---|---|---|
| CERITY PARTNERS LLC | Investment adviser | January 6, 2026 | Current |
| AUSTIN PRIVATE WEALTH, LLC | Investment adviser | October 23, 2021 | February 18, 2026 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Broker-dealer | May 22, 2017 | July 18, 2019 |
| OPTIONSXPRESS, INC. | Broker-dealer | September 25, 2014 | December 6, 2016 |
| CHARLES SCHWAB & CO., INC. | Broker-dealer | May 18, 2011 | June 6, 2013 |
| HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. | Broker-dealer | October 21, 2010 | April 11, 2011 |
| HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. | Broker-dealer | June 11, 2009 | June 29, 2010 |
| KERSHNER TRADING GROUP, LLC | Broker-dealer | March 15, 2007 | November 28, 2008 |
| CITICORP INVESTMENT SERVICES | Broker-dealer | February 8, 2007 | March 9, 2007 |
| HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. | Broker-dealer | April 8, 2005 | July 25, 2006 |
| JEFFERIES & COMPANY, INC. | Broker-dealer | November 3, 2004 | April 7, 2005 |
| KNIGHT CAPITAL MARKETS, LLC. | Broker-dealer | April 18, 1995 | October 19, 2004 |
| TRIMARK SECURITIES, INC. | Broker-dealer | May 13, 1993 | April 18, 1995 |
| OPPENHEIMER & CO., INC. | Broker-dealer | August 14, 1992 | February 24, 1993 |
| LAZARD FRERES & CO. | Broker-dealer | May 26, 1983 | June 19, 1992 |
Published record as of October 31, 2026. Registration dates are FINRA BrokerCheck and SEC IAPD registrations at the destination, not proof that client assets transferred. See the methodology.